
Institutional Review Board
WORLD MEDICAL ASSOCIATION DECLARATION OF HELSINKI
Recommendations Guiding Medical Doctors in Biomedical Research Involving
Human Subjects Adopted by the
18th World Medical Assembly, Helsinki, Finland, June 1964 and amended
by the 29th World Medical Assembly
Tokyo, Japan, October 1975, 35th World Medical Assembly, Venice, Italy,
October 1983 and the
41st World Medical Assembly, Hong Kong, September 1989
Introduction
It is the mission of the physician to safeguard the health of the people.
His or her knowledge and conscience are
dedicated to the fulfillment of this mission.
The Declaration of Geneva of the World Medical Assembly binds the physician
with the words, "The health of my patient
will be my first consideration," and the International Code of Medical
Ethics declares that, "A physician shall act only in
the patient's interest when providing medical care which might have
the effect of weakening the physical and mental
condition of the patient."
The purpose of biomedical research involving human subjects must be
to improve diagnostic, therapeutic and prophylactic
procedures and the understanding of the aetiology and pathogenesis
of disease.
In current medical practice most diagnostic, therapeutic or prophylactic
procedures involve hazards. This applies
especially to biomedical research.
Medical progress is based on research which ultimately must rest in
part on experimentation involving human subjects.
In the field of biomedical research a fundamental distinction must be
recognized between medical research in which the
aim is essentially diagnostic or therapeutic for a patient, and medical
research, the essential object of which is purely
scientific and without implying direct diagnostic or therapeutic value
to the person subjected to the research.
Special caution must be exercised in the conduct of research which may
affect the environment, and the welfare of animals
used for research must be respected.
Because it is essential that the results of laboratory experiments be
applied to human beings to further scientific knowledge
and to help suffering humanity, the World Medical Association has prepared
the following recommendations as a guide to
every physician in biomedical research involving human subjects. They
should be kept under review in the future. It must
be stressed that the standards as drafted are only a guide to physicians
all over the world. Physicians are not relieved from
criminal, civil and ethical responsibilities under the laws of their
own countries.
I. Basic principles
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Biomedical research involving human subjects must conform to generally
accepted scientific principles and should be based on adequately performed
laboratory and animal experimentation and on a thorough knowledge of the
scientific literature.
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The design and performance of each experimental procedure involving human
subjects should be clearly formulated in an experimental protocol which
should be transmitted for consideration, comment and guidance to a specially
appointed committee independent of the investigator and the sponsor provided
that this independent committee is in conformity with the laws and regulations
of the country in which the research experiment is performed.
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Biomedical research involving human subjects should be conducted only by
scientifically qualified persons and under the supervision of a clinically
competent medical person. The responsibility for the human subject must
always rest with a medically qualified person and never rest on the subject
of the research, even though the subject has given his or her consent.
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Biomedical research involving human subjects cannot legitimately be carried
out unless the importance of the objective is in proportion to the inherent
risk to the subject.
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Every biomedical research project involving human subjects should be preceded
by careful assessment of predictable risks in comparison with foreseeable
benefits to the subject or to others.
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Concern for the interests of the subject must always prevail over the interests
of science and society.
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The right of the research subject to safeguard his or her integrity must
always be respected. Every precaution should be taken to respect the privacy
of the subject and to minimize the impact of the study on the subject's
physical and mental integrity and on the personality of the subject.
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Physicians should abstain from engaging in research projects involving
human subjects unless they are satisfied that the hazards involved are
believed to be predictable. Physicians should cease any investigation if
the hazards are found to outweigh the potential benefits.
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In publication of the results of his or her research, the physician is
obliged to preserve the accuracy of the results. Reports of experimentation
not in accordance with the principles laid down in this Declaration should
not be accepted for publication.
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In any research on human beings, each potential subject must be adequately
informed of the aims, methods, anticipated benefits and potential hazards
of the study and the discomfort it may entail.
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He or she should be informed that he or she is a liberty to abstain from
participation in the study and that he or she is free to withdraw his or
her consent to participation at any time. The physician should then obtain
the subject's freely-given informed consent, preferably in writing.
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When obtaining informed consent for the research project the physician
should be particularly cautious if the subject is in a dependent relationship
to him or her or may consent under duress. In that case the informed consent
should be obtained by a physician who is not engaged in the investigation
and who is completely independent of this official relationship.
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In case of legal incompetence, informed consent should be obtained from
the legal guardian in accordance with national legislation. Where physical
or mental incapacity makes it impossible to obtain informed consent, or
when the subject is a minor, permission from the responsible relative replaces
that of the subject in accordance with national legislation.
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Whenever the minor child is in fact able to give a consent, the minor's
consent must be obtained in addition to the consent of the minor's legal
guardian.
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The research protocol should always contain a statement of the ethical
considerations involved and should indicate that the principles enunciated
in the present Declaration are complied with.
II. Medical research combined with clinical care (Clinical
research)
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In the treatment of the sick person, the physician must be free to use
a new diagnostic and therapeutic measure if in his or her judgment it offers
hope of saving life, reestablishing health or alleviating suffering.
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The potential benefits, hazards and discomfort of a new method should be
weighed against the advantages of the best current diagnostic and therapeutic
methods.
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In any medical study, every patient - including those of a control group,
if any--should be assured of the best proven diagnostic and therapeutic
method.
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The refusal of the patient to participate in a study must never interfere
with the physician-patient relationship.
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If the physician considers it essential not to obtain informed consent,
the specific reasons for this proposal should be stated in the experimental
protocol for transmission to the independent committee (I, 2).
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The physician can combine medical research with professional care, the
objective being the acquisition of new medical knowledge, only to the extent
that medical research is justified by its potential diagnostic or therapeutic
value for the patient.
III. Non-therapeutic biomedical research involving human subjects
(Non-clinical biomedical research)
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In the purely scientific application of medical research carried out on
a human being, it is the duty of the physician to remain the protector
of the life and health of that person on whom biomedical research is being
carried out.
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The subjects should be volunteers--either healthy persons or patients for
whom the experimental design is not related to the patient's illness.
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The investigator or the investigating team should discontinue the research
if in his/her or their judgment it may, if continued, be harmful to the
individual.
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In research on man, the interest of science and society should never take
precedence over considerations related to the well being of the subject.